IIAC Blog

June 5, 2014

What Advisors Need to Know About CRM2

July 2014IIAC Webinar: Thursday, June 12 at 3:00 p.m. ET

The July 15, 2014 deadline for implementation of the Client Relationship Model Phase 2 (CRM2) is fast approaching. Other major changes will take effect in July 2015 and 2016. These changes include: pre-trade disclosure of charges, annual report on charges and other compensation and annual investment performance report.

We’ve partnered with Fred Ketchen, Susan Silma, and Mario Frankovich to tell you what you need to know about the Client Relationship Model (CRM). Susan Silma, a regulatory architect of CRM, will speak on the ‘why’ and the ‘what’ of CRM’s two phases – CRM1 and CRM2.  Your firm will tell you the ‘how’, based on your firm’s business model, and what your firm will do to help you.  And Mario Frankovich, Chief Executive Officer at Burgeonvest Bick Securities Limited, and an IIAC Director and Chair of the IIAC’s Small Dealer’s Committee, will answer some of the questions you or your clients may have and provide a brief perspective on turning the challenges that accompany big changes like CRM into positives you can use as you chart your plan for success.

Listen to these industry experts during an IIROC advisor-oriented CRM2 webinar on Thursday, June 12 at 3:00 p.m. ET.

Other dealer staff supporting advisors will benefit from attending.  Other interested parties are also welcome.

Click here to register.

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