What Advisors Need to Know
In the lead up to the July 15, 2014 implementation deadline, the IIAC hosted a webinar on June 12th with the goal of answering the questions advisors or their clients may have regarding CRM2. More than 260 IIAC member firm representatives participated, indicating that uncertainty remains strong in the industry.
Participants heard from Fred Ketchen, the “Dean of Bay Street”, Susan Silma, a regulatory architect of CRM, and Mario Frankovich, CEO, Burgeonvest Bick Securities Limited and IIAC Board member.
For those who were unable to attend, or wish to review the material presented, please be advised that a recording of the webinar can now be accessed under Compliance on Investment Executive’s new CE Place site.
Please note that the PowerPoint presentation that accompanied the webinar is available for download on the IIAC’s members-only website.
For more information, please contact Barb Amsden.