Tag Archives: CRM2

IIROC receives approval to implement CRM2

IIROC receives approval to implement CRM2

The Investment Industry Regulatory Organization of Canada (IIROC) has received approval from the Canadian Securities Administrators (CSA) to implement the next set of new Client Relationship Model (CRM) amendments that take effect July 15, 2014.

The approved changes relate to the first series of changes as part of CRM2, including:

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The IIAC Launches CRM2 Newsletter

The IIAC Launches CRM2 Newsletter

With the successive CRM2 implementation requirements looming, the IIAC has stepped up its efforts to provide a variety of tools for advisors and compliance staff, keep members informed, and respond to member concerns.

The IIAC’s first CRM2 newsletter, CRM2 Countdown, is available in an easy-to-read electronic format (featuring links to the IIAC’s members-only website) and in PDF format. A printable version, with all linked documents attached, is also available on the IIAC’s members-only website. IIAC members wishing to tailor any tools for internal purposes can obtain Word versions from Barb Amsden.

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