IIAC Advocacy Specific to SAID
As the national association representing the investment industry’s position on securities regulation, public policy and industry issues on behalf of our 160 IIROC-regulated investment dealer Member firms, the IIAC regularly develops submissions for consideration by provincial regulators, IIROC and federal and provincial governments, including those specific to small and independent dealers.
Our advocacy efforts have an impact on securities legislation and regulation, and fiscal and monetary policy.
A Calendar of upcoming regulatory matters, including comment period deadlines and implementation dates for rule changes, is provided by the Sutton Boyce Gilkes Regulatory Consulting Group.
Note: You’ll find exclusive Tools, Templates and other content on the IIAC’s members-only website. Sign in today to explore the content not available on our public-facing website. Log in using your email address as your username. If you experience problems, please contact us.
IIAC Response to IIROC re Lower Minimum Capital Requirements [PDF]
July 3, 2014
IIAC Response re: Multilateral Instrument Crowdfunding [PDF]
June 19, 2014
IIAC Supports IIROC Guidance Clarifying Part Time CFOs [PDF]
June 2, 2014
IIAC Response to CSA re Proposed Amendments to NI 31-103 [PDF]
March 4, 2014
IIAC Submission Re IIROC’s Guidance on Clearing Arrangements [PDF]
January 20, 2013