The IIAC recently conducted a survey of its member firms – respondents included C-Suites and Committee and Working Groups members – on a wide range of topics relevant to Canada’s investment industry and capital markets. One of the questions asked participants to rank the industry’s key issues in order of importance.
Here are the top five:
Know your client and suitability Client Relationship Model Multiple marketplace regulation Cross-border issues (e.g. FINRA rules) U.S./International tax reporting
The IIAC’s positions and advocacy efforts on these and other important issues can be found here.